Marcovio
AI-POWERED MARKETING COMPLIANCE FOR FINANCIAL SERVICES

Your marketing.Cleared.

Marcovio reviews your marketing content against SEC, FINRA, and FTC regulations — and generates a formal Compliance Memo when you're done. Campaigns launch faster. Compliance teams breathe easier.

★★★★★Trusted by marketing and compliance teams at financial services firms nationwide

Marcovio compliance review interface
2024 FINRA ENFORCEMENT REALITY

$59M

Total FINRA Fines

The baseline financial cost of marketing and operational non-compliance in 2024.

552

Disciplinary Actions

A 22% year-over-year increase in enforcement actions as regulators ramp up oversight.

207%

Increase in Restitution

A massive surge in ordered investor compensation, moving beyond simple flat-fee fines.

70%

Ad Violation Rate

The percentage of digital asset communications found non-compliant in FINRA's recent sweep.
Sources: FINRA Disciplinary Actions · FINRA Enforcement Data · 2024 FINRA Enforcement Statistics · FINRA Rule 2210 Targeted Review
THE COMPLIANCE BOTTLENECK

Compliance is killing campaign velocity. And it doesn't have to.

Marketing and compliance teams are stuck in an adversarial loop. Marketers push content out fast — ads, social posts, email campaigns, pitch decks. Compliance teams push back — slowly, inconsistently, on a pile of work that wasn't designed to move quickly.

80% of marketers and compliance officers describe their working relationship as adversarial. The average compliance review cycle takes days — sometimes weeks. And while they wait, campaigns stall, opportunities evaporate, and the compliance team burns through hours reviewing routine ad copy instead of managing real risk.

Meanwhile, the regulatory environment just got much harder. FDA issued over 200 enforcement letters in 2025. The SEC's Marketing Rule is being actively enforced. FINRA issued its first formal disciplinary action for influencer content. The cost of getting it wrong has never been higher.

Illustration of marketing vs compliance conflict

Days, not minutes

Manual review cycles eat campaign timelines. A single asset can bounce between marketing and compliance 3–5 times before approval.

⚠️

Inconsistent standards

Different reviewers flag different things. What passes on Monday gets rejected on Friday. There's no single source of truth.

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No paper trail

When regulators ask how a campaign was reviewed and approved, the answer is often 'emails and memory.' That's not a compliance program.

HOW MARCOVIO WORKS

From draft to compliant in four steps.

Marcovio works the way your team already works — iterative, fast, and collaborative.

01

Submit your draft

Paste copy, upload a document, or connect your CMS. Describe the product, target audience, and campaign goals once — Marcovio applies that context to every asset in the project.

02

Get instant AI feedback

Marcovio analyzes your content against SEC, FINRA, and FTC rules — plus your company's own policies and brand guidelines. Every flagged issue includes the specific rule, a plain-English explanation, and a compliant alternative.

03

Iterate until it's ready

Revise your content and re-run the check. Watch your compliance score improve in real time. When it's green, you know it's clean.

04

Generate your Compliance Memo

When you declare the content complete, Marcovio auto-generates a formal Compliance Memo: a structured document citing specific regulations and explaining why your content is compliant. Ready to file, attach to a regulatory response, or send to your CCO.

→ See a full walkthrough

Built for how regulated marketing teams actually work.

Marcovio is the only platform designed around the marketer's experience — not the compliance officer's dashboard.

🚀

Speed to sign-off

Get AI feedback in minutes, not weeks. Revision cycles shrink. Campaigns launch faster. Compliance stops being the bottleneck and starts being a built-in part of the creative process.

🎯

Your rules, every time

Pre-loaded SEC, FINRA, and FTC rules. Layer in your company's own policies, risk tolerance, and brand guidelines. One engine that enforces everything consistently — every asset, every reviewer, every time.

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The Compliance Memo

When you're done reviewing, Marcovio auto-generates a formal Compliance Memo citing specific regulations. The only tool in this market that produces the artifact compliance officers actually need for regulatory exams.

A FIRST IN THE CATEGORY

The only compliance tool that produces the document your CCO actually needs.

Every other tool tells you what's wrong. Marcovio is the only platform that auto-generates a formal Compliance Memo — a structured narrative document citing specific regulations (SEC Rule 206(4)-1, FINRA Rule 2210, FTC guidelines) that explains why your reviewed content is compliant.

It's the document you attach to a regulatory examination response. The document your CCO files and references. The audit trail that proves you have a compliance program — not just an approval stamp.

Cites specific regulations by name and rule number

Records what was flagged, what was changed, and by whom

Exports as PDF or Word — ready to file or attach to regulatory response

Learn more about the Compliance Memo →
Compliance Memo document mockup

Simple pricing. No surprises.

Enterprise plans are available now. Individual access is coming soon.

Individual

For solo marketers and independent compliance reviewers.

Pricing coming soon

Marketing content reviews

Compliance Memos

Pre-loaded SEC / FINRA / FTC rules

AI issue flagging with rule citations

Pro

For compliance professionals and boutique agencies.

$99 / user

Unlimited reviews

Compliance Memos

Iterative re-analysis

Compliance Q&A

Full audit trail

PDF / Word memo export

⭐ Most Popular
Enterprise

For financial firms and their external agencies.

Custom pricing

Firm-wide rule configuration

Agency access management

Brand guideline checking

Company policy upload

Custom Compliance Memo format

Dedicated onboarding & CSM

Talk to Sales
→ View full pricing details

Your next campaign should be your most compliant one.

See how Marcovio fits your firm's review workflow in a live demo.

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